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Table 3 Critical review criteria (background and methodology) and results of three reviewed surveys

From: Learning lessons from field surveys in humanitarian contexts: a case study of field surveys conducted in North Kivu, DRC 2006-2008

 

Survey

(Ref)

 
 

1

(14)

2

(15)

3

(16)

 
    

Criteria

Background

Rationale

✓

✓

✓

Explain the rationale for the survey

Objectives

✓

✓

✓

State the objectives

Utilization

✓

✓

✓

State how the results of the survey are to be used (e.g. advocacy, program monitoring, baseline assessment)

Protocol

✓

✓

✓

State who wrote the protocol for this survey

Methods

Setting

✓

✓

✓

Describe the survey setting and relevant dates

Participants

✓

✓

✓

Give the eligibility criteria for inclusion in the survey

 

✓

✗

✓

State the definition of household

Variables

✓

✓

✓

Define all outcomes and exposures

Survey instrument(s)

✓

✓

✓

For each variable of interest, give sources of data and measurement methods. Mention if secondary sources such as clinic records were consulted.

 

✓

✓

✓

a) How was age ascertained?

 

✓

✓

✓

b) How were deaths ascertained?

    

How were causes of death ascertained?

 

✓

✗

✓

c) How were height (length), weight and oedema measured?

 

✗

✓

✓

d) Reference the formulae and indicators used for nutritional prevalence, CMR and U5MR

 

✗

✓

✓

e) How was vaccination status determined (card, history, scar?)

Authorization and Ethical Considerations

✓

✓

✓

Was authorization for this survey obtained?

 

✗

✗

✗

State whether ethical approval approval was obtained

 

✗

✗

✗

Describe the informed consent procedure

Bias

✗

✗

✗

Describe any efforts to address potential sources of bias

Study size

✓

✓

✓

State how the sample size was determined and provide all assumptions. including but not limited to:

 

✗

✓

✓

a) What design effect was assumed (cluster survey)?

    

b) What CMR (and U5MR) was assumed?

 

✗

✓

✓

c) What prevalence of GAM/SAM was assumed?

 

✗

✓

✓

d) What degree of precision is desired?

Survey Design

✓

✓

✓

Describe survey sampling design

 

✓

✓

✓

a) Describe household selection procedures

 

✗

✗

✗

b) Describe procedures to revisit absent households

Survey Teams

✓

✓

✓

Describe training procedures

 

✓

✓

✓

State number of surveyors and their degree of professional training

 

✗

✓

✓

State how the survey was piloted

Data Accuracy

✗

✓

✓

Describe strategies to ensure data accuracy (e.g., double entry)

Statistical methods

✗

✓

✓

a) Describe all statistical methods

 

✗

✗

✗

b) Explain how missing data were addressed

 

✗

✓

✓

d) Provide software used for statistical analyses